Paul Greene: SEC Division of Corporate Finance

An integral member of the Securities and Exchange Commission, the SEC Division of Corporate Finance is charged with the responsibility of overseeing corporations’ disclosures of important information, particularly that which pertains specifically to the investing community. This division, as Paul Greene and SEC experts understand, seek to make sure that corporations are in full compliance with current disclosure regulations before and during the period when the stock is being sold in the marketplace.

Paul Greene and SEC experts say that the Division of Corporate Finance staff are responsible for routinely reviewing the disclosure documents that corporations provide or have filed. They also help corporations with the interpretation of the SEC rules, and will often times make recommendations to the commission regarding new rules they would like to see adopted.

The documents that the staff of the Division of Corporate Finance regularly review, according to Paul Greene and SEC experts, include both quarterly and annual filings, filings that are related to mergers and acquisitions, annual stockholder reports, newly-offered securities registration statements, documents that pertain to tender offers, and proxy materials often sent to shareholders before annual meetings. These documents are intended, says Paul Greene and SEC experts, to reveal information about these companies’ current financial status, as well as current business practices, in order to help investors better understand their investment decisions.

Paul Greene and SEC experts fully agree that the Division of Corporate Finance allows the SEC to effectively monitor the status of publicly traded companies, and to give the public an excellent informational resource on which to base future investment decisions.

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