As one of five important divisions of the SEC, the Division of Investment Management is a crucial and essential aspect of the commission’s success. As Paul Greene and SEC experts know, the Division of Investment Management carries out specific responsibilities pertaining to the agency’s mission, which is protect investors while ensuring efficient function of the financial marketplace.
Paul Greene and SEC experts emphasize the need for the Division of Investment Management, who’s primary responsibility is to help the commission protect investors and to promote capital formation by providing skilled regulation and oversight of the country’s multi-trillion dollar investment management industry. Paul Greene and SEC experts agree that this particular division carries out their objectives with timeliness and efficiency, allowing the commission to continue being a positive force in the world of investor protection and market saliency.
As the primary regulator of the investment management industry, the Division of Investment Management oversees the part of the financial markets that include mutual funds and the fund managers who provide advice on them. There are a large amount of investors involved in this field, making it important for this division to stay on top of the market and continue regular oversight and regulation of the field.
Paul Greene and SEC experts provide some of the division’s additional responsibilities, including the review of investment advisor and investment company findings, being responsive to no-action requests, as well as exemptive relief requests, and helping the SEC regarding enforcement of investment advisors and companies. Paul Greene and SEC experts know the Division of Investment Management is critical to SEC function.