The Securities and Exchange Commission, a federal agency based in Washington D.C., is composed of five separate divisions, each organized to handle a unique and important set of responsibilities. As Paul Greene and SEC experts explain, the agency is divided in such a way as to allow it to focus on the many particular aspects of the securities market.
The SEC Division of Corporate Finance, as Paul Greene and SEC experts explain, helps the commission in its responsibility of oversight of corporate disclosure of important investment information vital to helping the public make decisions pertaining to investment.
The SEC Division of Trading and Markets, as Paul Greene and SEC professionals know, is in charge of ensuring an orderly, fair and efficiently-running financial marketplace, as well as the oversight of the Securities Investor Protection Corporation, or SIPC.
The SEC Division of Enforcement makes recommendations as to the investigation of securities laws violations and the prosecution of such violators as necessary. Both Paul Greene and SEC experts know how vital the Division of Enforcement is to carrying out the agency’s primary enforcement responsibility.
The SEC Division of Economic and Risk Analysis helps the commission by integrating the analysis of important economic data and info into the function of the SEC. This division, as Paul Greene and SEC experts understand, helps the SEC maintain better efficiency and effectiveness as it carries out its mission.
The SEC Division of Trading and Markets is focused on the oversight of firms, Exchange, major participants and self-regulatory organizations in the securities field.